B.R.A.I.N. Biotechnology Research And Information Network AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

DGAP Voting Rights Announcement: B.R.A.I.N. Biotechnology Research And Information Network AG

2016-02-10 / 17:44
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
B.R.A.I.N. Biotechnology Research And Information Network AG
Darmstädter Straße 34-36
64673 Zwingenberg
Germany

2. Reason for notification
  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason: first admission of the shares to trading on a regulated market

3. Details of person subject to the notification obligation
Name: City and country of registered office:
Martin Putsch

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
MP Beteiligungs-GmbH

5. Date on which threshold was crossed or reached
05 Feb 2016

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
total of both in %
(7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation 39.19 % 2.18 % 41.38 % 16,414,348
Previous notification % % % /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in %
  direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
DE0005203947 0 6,433,455 0 % 39.19 %
Total 6,433,455 39.19 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Call option of MP Beteiligungs-GmbH with Green Industries Group GmbH & Co. KG 250,000 1.52 %
    Total 250,000 1.52 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Claim for retransfer under securities lending agreement (Oddo Seydler Bank AG) Both 108,054 0.66 %
      Total 108,054 0.66 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
Martin Putsch % % %
ALLFA GmbH % % %
MP Beteiligungs-GmbH 39.19 % % 41.38 %
 
Martin Putsch % % %
BRAWOH GmbH % % %
MP Beteiligungs-GmbH 39.19 % % 41.38 %
 
Martin Putsch % % %
CHARLYE GmbH % % %
MP Beteiligungs-GmbH 39.19 % % 41.38 %

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:
Holding position after general meeting: % (equals voting rights)



2016-02-10 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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B.R.A.I.N. Biotechnology Research And Information Network AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution